Financial advertising is dedicated to the world of finance. Typical recipients include Wall Street brokerage firms, banks, and A typical financial advertising product is a publicly available, publicly traded financial product, such as mutual fund shares or limited partnership interests. Regulatory agencies such as the Securities and Exchange Commission (SEC) enforce strict regulations regarding marketing of public offerings of securities and require some amount of copy for most other items. The following terms are found in the Marketing Dictionary A financial advertisement is advertising geared to the world of finance, such as Wall Street brokerage firms, banks, insurance companies, etc. Publicly offered financial products such as mutual fund shares or limited partnership shares are typical financial products advertised in financial advertisements. It is the Securities and Exchange Commission’s (SEC) responsibility to enforce strict legal regulations governing promotional advertisements for public offerings of securities as well as some mandatory copy for most products.. An extremely large component of financial advertising is the promotion of the image of financial corporations with the aim of becoming a trusted name that investors will trust.